New York Stock Exchange Settles Case Over Early Data Access – New York Times 09-14-12

Salient to Investors: The S. E. C. cited the NYSE for compliance failures that allowed elite investors to receive stock data before the broader public – the first penalty it has levied against an exchange. The S.E.C. also penalized the Direct Edge exchange, is pursuing the Chicago Board Options Exchange, and investigating Nasdaq over the Facebook

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Gundlach Sees No Lost Decade as Biggest Bears Flirt With Stocks – Bloomberg 09-13-12

Salient to Investors: Jeffrey Gundlach at DoubleLine Capital said: Equities won’t repeat the poor performance of 2000 to 2010, when the S&P 500 fell 14 percent. Equities are superior to fixed-income as an inflation hedge. Stocks’ unpopularity is positive. The S&P 500 isn’t cheap – the Chinese stock market is better value. Mutual-fund investors withdrew $313 billion from U.S.

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Junk-Bond Bears Squeezed With Fed Unleashing QE3: Credit Markets – Bloomberg 09-14-12

Salient to Investors: Junk-bonds are outperforming the highest speculative-grade tier by the most since February, and yield the lowest ever. EPFR reports inflows into junk-bond funds globally at $52.4 billion for 2012 through Aug. 29, versus $8.3 billion in 2011 and $31.5 billion in 2010, and despite slowing earnings growth for speculative-grade companies accelerating credit-ratings cuts.

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EDP Breaks 20-Month Deadlock as Peripheral Companies Sell Bonds – Bloomberg 09-14-12

Salient to Investors: Companies in the euro-region periphery are issuing bonds at the fastest pace since March 2011, tapping record-low yields on optimism from Germany’s ratification of the euro-area bailout fund and by bond-buying programs from the ECB and the Fed. European corporate bond yields are 2.54 percent, down from 4.4 percent at the

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