Investment Advisor Representative
Available: Immediately
Responsibilities: Solicit and advise individuals, families, and companies on their money-management and financial planning needs.
Minimum Requirements:
- Impeccable integrity
- Bachelors degree or higher from an accredited university
- FINRA Series 65 exam
- Clean U-4
- Five or more years of experience consulting with wealthy individuals or institutions
Preferred Requirements:
- Bachelors degree or higher in Mathematics, Statistics or Finance.
- Life, Accident, Health & Insurance Licenses.
- CFP, CFA Certified Financial Planner
- Chartered Financial Analyst (CFA) or Certified Financial Planner (CFP)
Remuneration: Commission Only.
For more information contact Derek Hoggett at (512) 800 8300 or email derek.hoggett@investa.com
Investment Mathematician
Responsibilities: The strategic and quantitative analysis of markets and securities. Developing systematic trading rules that combine fundamental and technical analysis, economic analysis, and business experience.
Minimum Qualifications:
- Impeccable integrity
- Bachelors degree in mathematics
- Five or more years trading US equities
- Ability to understand and analyze market movements and trading patterns. Strong mathematical ability
Preferred Qualifications:
- Masters or PhD in statistics, mathematics, or financial engineering
- At least 6 years relevant experience
Remuneration:
Contingent on experience.
For more information contact Mike Pore, PhD at 512-800-8300 or email mike.pore@investa.com
Chief Compliance Officer
Available: January 2016
Responsibilities:
- Development and enforcement of appropriate policies and procedures for the investment advisor;
- Ensuring adherence to the investment advisor’s policies and procedures;
- Implementing and enforcing the investment advisor’s written compliance program;
- Knowing the regulatory requirements as they relate to the investment advisor;
Minimum Requirement:
- Impeccable integrity
- Bachelors of higher degree from an accredited university.
- Series 65 or Series 7, 24, 64 or 66
Remuneration:
Contingent on experience. All applicants required to take a PI Survey; all employees subject to a background check prior to hire.
For more information contact Derek Hoggett at (512) 800-8300 or email derek.hoggett@investa.com